futures exchange and formulate risk management tools. Moreover, closed coordination will be made with foreign regulators while Thailand will participate in the assessment project called the Report on the
also appointed to serve as board members in several agencies of the Government as well as private sectors, which including the Performance Assessment Committee of the State-owned Enterprises, the
Excellence About Us SHARE : Detail Content Toward International Excellence The SEC stress the importance of practices in compliance with the international standards, so that the Thai capital
แบบ RLA (Risk Level Assessment) [สำหรับการนำส่งรอบที่ 1 ปี 2566]
This Study contributes to an ongoing examination of riskless arbitrage opportunity under Put Call Future Parity which underlying asset is SET50 Index Futures in term of 1 month to maturity and available
clearly, securities firms were to include in their research corporate governance assessment ratings of listed companies, and relevant regulations were revised to strengthen net capital rules of securities
digital asset investments, and taking pre-investment self-assessment. Initially, the main “SEC Crypto Academy” Courses are: (1) Introduction for beginners: Introducing fundamental knowledge and correct
offering of complex and risky financial tools and services now requires investors to complete an assessment test to confirm understanding of the products or services, as well as ensuring analytical reports
) disclosing the balance sheet, the earnings statement and the auditor’s report for public examination at the offices of the Derivatives Exchange and the Derivatives Clearing House; (2) publishing the balance
phone, the investment consultant must keep complete record of those orders as evidence for examination and source of orders. In this regard, the SEC urges the clients not to assign the investment