interest in the matter. In addition, the company is required to send the Notice of Shareholders’ meeting together with the opinion of the Independent Financial Advisor to the shareholders at least 14 days
Line Application, separate from the call center and tele-sales, to enable customers to contact associate, view products, send details of payment, and set up a delivery schedule. Customers can choose same
. Clause 6. In applying for a waiver, the applicant shall: (1) Send to the Office the written request for a waiver, together with a copy of the written request for resolution of the shareholders’ meeting of
rules: (1) send a written request for the resolution of the unitholders or call a meeting of the unitholders; (2) provide sufficient information for the unitholders’ decision making in the written request
herein are the authors’ and not those of the Securities and Exchange Commission, Thailand. Please send comments to polpatt@sec.or.th Content • What it is • What it really is (not) • What it could be 2
inventory physical count process, but simply sent a confirmation letter to the consignor. The letter did not require the consignor to send correspondence directly to the auditor and the evidence was obtained
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
, with an approval of the SEC Office, through a method agreed upon with the client. Clause 26 In case of the following transactions, an intermediary shall send out a confirmation statement with details
method agreed upon with the client. Clause 26 In case of the following transactions, an intermediary shall send out a confirmation statement with details under Clause 25 to clients within the periods of