-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
fintech expo and found a number of business operators who may be liable to undertaking securities business, derivatives business or digital asset business without license. Additional evidence was collected
that should be suitable for each type of investors. She also mentioned the public hearing process that the SEC is undertaking to enhance regulatory rules and supervision of bond market to protect
investment in such digital tokens. In case of possible tips on suspicious undertaking, please contact SEC Help Center via www.sec.or.th or Hotline 1207. If possible violation of other laws is found, the SEC
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment
Business undertaking by adding License Type E for securities business intermediary for equity instruments and Private Fund License. This will facilitate license application in line with business operators
: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020): https://capital.sec.or.th/webapp/nrs/data/8729s.pdf- Information for digital asset fund managers and digital asset
August 2020. The meeting opened a stage for discussion and sharing of comments and suggestions on securities and derivatives business undertaking to create possible approaches for reducing obstacles and
Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA