to increase flexibility and investor protection Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from
to increase flexibility and investor protection Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from
results Sort by: Relevance Date (Newest) Date (Oldest) SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of
will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale. Therefore, SEC intends to relax some of its regulations for offers
ชื่อผู้ได้มา/จำหน่าย :?GLOBAL PROCESS SYSTEM INC. | ประเภทหลักทรัพย์ : หลักทรัพย์แปลงสภาพ | วันที่มีหน้าที่ : 28/02/2551
ชื่อผู้ได้มา/จำหน่าย :?GLOBAL PROCESS SYSTEM INC. | ประเภทหลักทรัพย์ : หลักทรัพย์แปลงสภาพ | วันที่มีหน้าที่ : 28/02/2551
supervision 2.8 Handbook for approval of foreign auditors Introduction Checking whether applicant's qualification meet with Fast Track Approval Conditions Approval Process Relevant laws and regulations
Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection
time since the inception in 2012. The recent findings in 2019 reflect notable effort by the supervisory agency for supervision of listed companies.The findings suggest that Thai listed companies still
efficiency and security 3. Having a complete process of client contact and services in the five steps as follows: 1) exploring and understanding customers 2) constructing an