obtained by virtue of their positions to sell shares and warrants of Unique Mining Services Plc. (UMS) and also imposed a fine on Patra Chalermsaphayakorn as an aider. The Settlement Committee imposed a
, cash flow within the group, and monthly payment made to seven aiders and abettors. The SEC also obtained statement from some suspects admitted the facts regarding the control of the manipulating scheme
, they can seek advice on IPO and listing requirements from financial advisors, auditors, the SET and the SEC. Participants obtained the SEC?s approval for going public within 2014 will be awarded a plate
Management, obtained CAC certifications. By the end of this year, all securities and asset management companies are expected to be certified and further details on progress will be disclosed.Apart from
continuously conducted to learn of investor behaviors, evaluate knowledge level and satisfaction towards the SEC?s investor protection mechanisms. The feedback so obtained will be beneficial to the SEC?s
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to
, effective from February 16, 2010, and put one-year probation on Nitiwat Jurawathee and Ditipan Mokdara, effective from February 16 and 23, 2010, respectively. In the case of Chirawan, the SEC obtained from
. However, the pay-in-kind alternative must pass the unanimous vote of unitholders to prevent any disagreement or objection afterwards. The deadline for the pay-in-kind of non-investable assets obtained
. Salary will not be less than the amount previously obtained while welfare will be similar to that of SEC personnel working in the equivalent positions.?For inquiries on the above matter, please call the