) to the SEC Office on July 14, 2021. Therefore, he failed to prepare and disclose the report on change in his holding to the SEC Office within the period specified in the notification of the Capital

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

transmission system of the Stock Exchange of Thailand within the period specified in the notification. However, the Form 56-1 for the year 2018 were later filed with the SET on December 4, 2019. SEC Act S.56

failure to prepare and submit a financial statement for the year 2018 through the transmission system of the Stock Exchange of Thailand within the period specified in the notification resulted from the

Market Supervisory Board. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 46/2021 Dated 21/12/2021

Mr. Derake Vongchinsri Between October 6, 2009 and November 5, 2009, Mr. Derake Vongchinsri, who acted together or was acting in concert with Mr. Thanapan Vongchinsri, Ms. Tanaporn Piyavechvirat

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021

half of the fiscal year 2019 through the transmission system of the Stock Exchange of Thailand within the period specified in the notification. However, the reviewed financial statements for Q2/2019 were

Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021

Mr. Derake Vongchinsri Between October 2, 2009 and December 30, 2009, Mr. Derake Vongchinsri acted together or was acting in concert with Mr. Thanapan Vongchinsri, Ms. Tanaporn Piyavechvirat, and