securities of her client without authorization and taking the profits from the sales of such securities for her own personal gain. Amornrat deceived the client into transferring the profit money to her
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมออกบูธ “สถานีเรียนรู้การลงทุน” ในงานมหกรรมการเงินเชียงใหม่ ครั้งที่ 15 (MONEY EXPO CHIANGMAI 2020) โดยมีนายศักรินทร์ ร่วมรังษี รอง
the Deposit Protection Agency Act B.E. 2551. The revision will require securities company or derivatives broker to deposit client?s money with commercial banks or invest in promissory notes and bills of
property** shall have key responsibilities to collect, dispose, as well as repay debts, distribute money or assets to trust unitholders and deposit money or assets etc. In performing the duties, the
investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an
money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium
ช่วยว่าการกระทรวงมหาดไทย ประธานในพิธี ซึ่งให้เกียรติเยี่ยมชมบูธ ก.ล.ต. ในงานมหกรรมการเงินหาดใหญ่ ครั้งที่ 11 (MONEY EXPO HATYAI 2021) โดย ก.ล.ต. นำเสนอเรื่องราวการลงทุนในโลกยุคใหม่ภายใต้แนวคิด “New
(section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and
) |- Holidays (section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering