by the Notification of the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days from the date of acknowledgement of such misconduct. Clause

from the date of acknowledgement of such misconduct. Clause 13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with

the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days from the date of acknowledgement of such misconduct. Clause 13. The securities

Checklist คุณสมบัติตามเกณฑ์ share swap

of building confidence in the capital market. Implementing lawsuits quickly and actually against law violators will have the effect of suppressing and deterring wrongdoing in the future. Therefore, the

(2016). In the case of Preeya, she assisted or facilitated Woraphant in his wrongdoing under Section 242(1), which was in violation of Section 315, in conjunction with Section 242(1) and subject to the

realize the practice in accordance with the relevant rules and regulations of the SEC and the SET. In order to prevent this type of misconduct in the future by considering the connected transaction must be

this type of misconduct in the future by considering the connected transaction must be approved by the Board of Directors’ meeting with the directors with the conflict of interest have no right to vote

share- holders (through what is known as 'tunnelling' 3 ), or misrepresenting an individual company's financial statements (of particular concern where the company is under pressure to meet expectations

). In the case where no wrongdoing is detected, the SEC Office will not store such data; Data for verification of wrongdoing from the integrated public information and governmental services database