place importance in the handling of its data management system or securities business related evidence. The Criminal Fining Committee therefore imposed a fine penalty on the bank for such defects on 26
. In addition, efficiency of legal enforcement will be enhanced by improving timeframes of case management on investigation and complaint handling, and cooperating with relevant agencies such as the SET
According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged
and Training Program) (4) กระบวนการขาย (Sales Process) (5) การกำหนดวิธีจ่ายค่าตอบแทน (Remuneration Structure) (6) การจัดการเรื่องร้องเรียน (Complaint Handling
Thailand. 5 ASIA’S BOUTIQUE AIRLINE 6. In the first quarter of year 2018, Worldwide Flight Services Bangkok Air Ground Handling Company Limited (BFS Ground) had 4 additional airlines compared with the same
BOUTIQUE AIRLINE 6. In the first quarter of year 2018, Worldwide Flight Services Bangkok Air Ground Handling Company Limited (BFS Ground) had 4 additional airlines compared with the same period last year
2020, Worldwide Flight Services Bangkok Air Ground Handling Company Limited (BFS Ground) had 7 additional airline customers, causing total number of its customers to be from 81 to 88 airline customers
agencies for mutual funds, securities registrars; 6. Head Front/Investment (deputy managers or equivalent positions/assistant managers or equivalent positions/ departmental directors or equivalent positions
หรือผู้ปฏิบัติงานที่มีหน้าที่ควบคุมดูแล เช่น กรรมการ ผู้จัดการ ผู้จัดการสาขา Head Front/Back/Risk/Compliance Fund Manager เป็นต้น 3. หลักการลงโทษผู้บริหาร ใช้หลักการเดิม โทษของผู้บริหาร สูงกว่า โทษของ
café 202.52 96.80 171.51 97.37 18.08 399.80 97.33 325.45 97.46 22.85 2. catering/ OEM/ sale via head office 3.46 1.65 2.45 1.39 41.22 5.61 1.37 4.71 1.41 19.11 Total sales 205.98 98.46 173.96 98.76 18.41