complex capital market products by using the client’s information obtained from knowing the client process and assessment of suitability test; (5) provide the additional warning that risky or complex
. The risk management policies should support identification and prioritisation of early warning signals of material risks. The risk management policies should be reviewed regularly, such as annually
companies on interesting topics, e.g., the use of technology in the accounting field, the roles and responsibilities of the CFOs in an effective and transparent communication with the stakeholders. Over the
funds due to in the previous, the Stock Exchange of Thailand declined to the level of investment interesting result in the investors invested in the funds, meanwhile, the fixed income fund and the
volatility, gamblers vacate the tables and we hypothesize they substitute their gambling activities for stock market activities as the payoffs are adjusted during large market swings. A very interesting
export sector, especially the agricultural sector. 3. WATER SITUATION As of 31 January 2020, the water supply situation in Chonburi and Rayong were in water shortage warning level. Water supply in the
following actions; (1) Warning; (2) Probation; (3) Suspension from duty performance as a mutual fund manager for a period of time the Office deems appropriate; (4) Revocation of approval. Clause 12. If any
manager violates or fails to comply with the laws, notifications or professional ethics relating to mutual fund management, the Office shall have the power to take the following actions; (1) Warning; (2