funding portal operation and suitability test in order to mitigate fraud risks and ensure that  investors will be informed of risks associated with investment in SMEs, in particular startups, and liquidity

management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment

controlling person.SEC is therefore considering revision of the definition of major shareholder from currently being based on the “number of voting shares” to the “number of voting rights” to ensure that the

service and digital asset fund manager to the scope of digital asset business under supervision of the Digital Asset Business Law, to ensure the SEC’s appropriate supervision of digital asset businesses

, default of debt repayment at an amount exceeding 5 percent of the total assets, and changes to the major shareholders’ structure. To ensure that the proposed rules would not impose an excessive burden to

fund operators file with SEC, instead of using BOT’s portfolio and derivative  investment aboard (PIA) form.To ensure complete information in the report which will replace the PIA, SEC has proposed

regarding digital assets from the public through war room operation. This is an integration to streamline all work processes to ensure timely legal execution and prevention of damages to people particularly

investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of

consultant. Institutional investors should ensure that the third parties perform the assigned functions in accordance with the investment governance policy.2. The I Code comprises seven principles as follows

.                                                                                                      The SEC, therefore, urges the shareholders to study relevant information carefully and seek clarifications from the IFEC management before exercising their voting right to ensure that appropriate