: (1) arrange to have a unit or personnel to be responsible for receiving and handling the customer complaint; (2) arrange to have regulation in writing which establishes procedures for receiving and
: (1) arrange to have a unit or personnel to be responsible for receiving and handling the customer complaint; (2) arrange to have regulation in writing which establishes procedures for receiving and
Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following funds which have
Establishment and Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following
considered as related transaction according to SET regulation for the type of short-term rental items or rental of real estate for not more than 3 years and having its value exceeding Baht 1 million but less
asset in six - month time. Also, the transaction size is lower than 15% of the Company’s net asset value. Therefore, the Company is not obliged to disclose such transaction, according to the regulation
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008
value chains 09/03/2023 Download All Document No. 41/2023 SEC public hearing on a draft regulation regarding prohibition of digital asset business operators’ provision of or involvement with crypto
/PHS/Main/933/hearing412566en.pdf","File_Type":"PHS"}] [] [] [] [ 41/2566 ] Closed SEC Thailand’s public hearing on the draft regulations on the offering of investment token, the regulation regarding
 KorKhor. 5/2551 Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for