Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of
and Clause 4(3) of the Notification of the Securities and Exchange Commission No. Kor Jor 8/2553 Re: Determination of the Untrusthworthy Characteristics of Company Directors and Executives dated 23
@sec.or.th. The public hearing ends on 26 August 2022. ______________________Remark: *Pursuant to the Notification of the Securities and Exchange Commission No. Kor Jor. 39/2564 Re: Determination of
fees from audit firms and auditors in the capital market, and (3) the determination of penalties on audit firms and auditors in the capital market. The objectives of the amendment are to promote the
yet redeemed.** Two notifications of relevant regulations are: (1) Notification of the Securities and Exchange Commission No. Kor Jor. 5/2567 Re: Determination of Characteristics of Bill Issued as
fundamentals, earnings persistence, and future earnings (e.g. Lev and Thiagarajan, 1993). More specifically, when investors observe a pattern of increasing earnings, they can infer that a firm has stronger
. Notification of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 7. Notification of the Securities and Exchange