prevent abnormal securities trading. In so doing, both organizations have prepared and disseminated information for monitoring of securities trading in that the SEC has disclosed Turnover List while the SET
directed TIES to rectify its 2014 financial statements due to the auditor?s qualified opinion in relation to the construction cost reports for construction contracts not prepared in accordance with its
19 September 2016.On 5 September 2016, North Heaven filed a voluntary tender offer of DSGT securities for business takeover with the SEC. The initial disclosure of the tender offer, which was prepared
region. Bond issuers will be enabled to raise funds through multi-jurisdictional offerings to non-retail investors with a standard filing form prepared in English language. Rapee Sucharitakul, SEC
The Revenue Department has prepared a draft bill amending the Revenue Code relating to the improvement of income tax payment from investors investing in debt securities through mutual funds. The
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the
suit for the investment??, ?How should the investor be prepared before investment??; and ?What are the investment options available??, for instance. Also, our guests will receive ?Ask First Kit?, a how
at providing investors with information disclosure closely similar to that prepared by Thai companies while not being too burdensome for foreign firms raising fund in Thailand. The consultation paper
with proper risk management for derivatives investment. In addition, stress test must be conducted while contingency plan must also be prepared. Mutual funds for AIs setting maximum limits of derivatives
sufficient information disclosure for shareholders? decision-making. Under the proposal, an application for offshore convertible debenture offerings must be jointly prepared by SEC-approved financial advisor