compromising market orderliness and integrity. This includes regulatory reform to faciliate ease of doing business and increase competitive eage of market participants. This in turn will contribute to the
also be reasonable and not resulting in a similar situation as non-operation. The regulations aim to ease the flexibility of the operation of business providers by reporting to SEC after outsourcing
criteria are expected to provide ease-of-use market data for all relevant parties. The revised criteria will apply to preparation of the Turnover List to be announced as from December 4, 2014. If you wish to
% from the same period last year. Due to the closure of IT Junction branches in branches where the performance did not meet the target and the rental reduction policy for client in property rental business
would be evaluated before the acceptance of any non-audit services. One of the important tools used by several audit firms is the development and maintenance of databases for managing client lists
December 2023 sent a letter to the company, requiring a written clarification on the issue, which the company failed to provide. Moreover, there may be considerations regarding offenses related to client
. ----------------------------- Notification of the Capital Market Supervisory Board No. Tor Thor 9/2551 Re: Custody of Client Assets of a Securities Company ________________________________________________ By Virtue of Section 16/6 and
Capital Market Supervisory Board No. Tor Thor 9/2551 Re: Custody of Client Assets of a Securities Company ________________________________________________ By Virtue of Section 16/6 and Section 98(3) of the
keep complete records of a number of securities trading orders. He also admitted that he received the trading orders from the client via Line Application and mobile phone.Making trading decision on