from December 22, 2015. On other cases, Nattapon was found accepting orders to trade securities in a client?s account from a person who was not the owner of the account without any written authorization
specified in the notification of the Office. SECTION 137. In accepting assets into custody, the custodian shall segregate the deposited assets from its own assets, and shall deal with the deposited assets in
ขอบเขตที่กฎหมายก าหนด ก็จะเกิดประโยชน์แก่ลูกค้าและตลาดทุน โดยรวม ส านักงานมีแนวคิดเพื่อช่วยให้เกิดการ ease of doing business จากการจัดการข้อมูลดังกล่าว เพื่อช่วยให้ลูกค้าได้มีทางเลือกอย่างแท้จริง ในการ
Inappropriate client acceptance assessments which resulted in the audit firms accepting engagements with risks that went beyond an acceptable levels; Lack of documentation on the background search of potential
กรณีบริษัทจัดการเข้าซื้อและถือหุ้นของบริษัท National Digital ID เพื่อเข้าไปมีส่วนร่วมในการจัดทำระบบการพิสูจน์และยืนยันตัวตนของลูกค้าทางอิเล็กทรอนิกส์ (e-KYC) เพื่อให้สอดรับกับนโยบาย Ease of Doing
order to alleviate such impact on our customers, the Company offered credit assistance measures to those customers affected by COVID-19, in line with the Bank of Thailand’s measures to ease debtors
were also higher, but these are investments into the future competitiveness of the company. On the upside we expect to see some of the variable cost pressure, notably fuel, to ease in the following
for the best interest of the Company in order to ease the overcrowded of animal breeding area which could affect the animal health and living environment. Regarding the lease amount of THB 2,000,000 per
the end of the year and 2019, while we expect fuel costs to ease not before Q2 2019. On the positive side optimization in plant layouts, internal logistics, electricity consumption patterns, has
order to alleviate such impact on our customers, the Company offered credit assistance measures to those customers affected by COVID-19, in line with the Bank of Thailand’s measures to ease debtors