b. the calculation methodology Paragraph 4.1.6 (ii) Necessary 1 This checklist is not exhaustive and does not preclude any mandatory reporting obligation required by laws, regulations, or market rules
client to lose or be required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may face the following
…………..com Address Name of the CIS Operator’s local intermediary(-ies) in Thailand Explanation on details of information required to be disclosed in Factsheet 1. Guidelines on the use of language, font and
in Thailand Tel.: X-XXXX-XXX www…………..com Address Name of the HK Covered Management Company’s local intermediary(-ies) in Thailand Explanation on details of information required to be disclosed in
(“Comply or Explain” basis) on its company’s website and in its annual reports (if any). Institutional Investors who are regulated by the SEC, such as Asset Managers, are required to notify the SEC
presentation may be restricted by law and persons who access it are required to comply with any such restrictions. The contents of this presentation are not intended for distribution to, or use by, any person or
consolidation level, the auditors of parent companies are required to make adjustments. Suggestions. From the results, tone at the top plays an important role in reducing financial statements adjustments
. But, it should not be much different. 3. Not necessary, depending on the corporation and its circumstances. 1. Yes, because similar knowledge and skills are required.
Required Di re ct o r A D ir e ct o r B D ir e ct o r C ..... T o ta l (p e rs o n s) Accounting and Finance / - / 2 Business-Specific Knowledge: ................... - / - 1 E-Commerce Applications
required to be disclosed in Factsheet 1. Guidelines on the use of language, font and number of pages • Language: Concise and easy-to-understand language shall be used. If technical terms are used, further