of investors. Issuing of each ICO can be offered the unlimited amount to institutional investors, ultra-high net worth investors and venture capital enterprises, but no more than 300,000 baht to each
ต้องยื่นคำขออนุญาตต่อสำนักงาน ก.ล.ต. : การเสนอขายต่อผู้ลงทุนวงกว้าง ได้แก่ ผู้ลงทุนรายใหญ่พิเศษ (Ultra High Net Worth: UHNW) ผู้ลงทุนรายใหญ่ (High Net Worth: HNW) และ Public offering: (PO) โดย issuer
assets under custody are worth more than 15 million baht for five consecutive days. In addition, digital asset business operators are required to maintain net capital in accordance with the specified
12 months; (2) any persons in a combined amount of 20 million baht in 12 months; or (3) institutional investors, venture capital enterprises, private entity funds or ultra-high net worth investors. In
พิเศษ (Ultra High Net Worth: UHNW) ผู้ลงทุนรายใหญ่ (High Net Worth: HNW) และ Public offering: (PO) โดย issuer ต้องยื ่นคำขออนุญาตกับสำนักงาน ก.ล.ต. และ แบบแสดงรายการข้อมูล โดยเปิดเผยข้อมูลให้ครบถ้วนตาม
investors (II), venture capital funds (VC), private equity funds (PE), ultra high net worth investors (UHNW)22, as well as retail investors with some investment limit. • Retail investors should be allowed to
Activity_Report_62En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 Contents Executive Summary 02 42 45 19 30 04 08 14 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in d...
. Key points of the regulations can be summarized as follows: 1. Domestic Systemically Important Banks (D-SIBs) and financial institutions with a high level of cyber inherent risk must appoint a Chief
another country, a private placement to institutional investors or high net worth investors, or an offer for sale of debt securities of a foreign entity under the following notifications, the registration
Bondholders Issued by Financial Institutions (No. 4) dated 7 November 2014. Clause 3 In this Notification: The terms "executive", "high net worth investor", and "structured note" shall have the same definitions