Securities and Exchange Commission No. Sor Thor. 17/2551 Re. Report Preparation and Submission of Licensed Derivatives Brokers (No. 3) dated 4 June 2008. Clause 2 In this Notification: “business operator
Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator: ______________________________________________
Page 1 of 4 Form 35 – retail ASEAN CIS Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator
MergedFile Page 1 of 8 Form 35 – NRI CIS Checklist for NRI CIS Application Form Name of NRI CIS: ________________________________________________________ Name of CIS Operator
form Inter Far East Wind International Co., Ltd. (IWIND), a subsidiary of IFEC, not for the benefit of the IFEC business. This case is in the process of inquiry by the inquiry official. SEC Act S.281
East Wind International Co., Ltd. (IWIND), a subsidiary of IFEC, not for the benefit of the IFEC business. This case is in the process of inquiry by the inquiry official. SEC Act S.281/2 paragraph 2
East Wind International Co., Ltd. (IWIND), a subsidiary of IFEC, not for the benefit of the IFEC business. This case is in the process of inquiry by the inquiry official. SEC Act S.281/2 paragraph 2
: _____________________________________________________________ Home Exchange: ____________________________________________________________ [ ] 1. Form 69 – CIS full ( completed by CIS Operator ) [ ] 2. Evidence demonstrating that foreign ETF is legally
: _____________________________________________________________ Home Exchange: ____________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that foreign ETF is legally
issues the following regulations: Clause 1 In this Notification: The terms, “collective investment schemes,” “units of collective investment schemes,” and “CIS operator” shall have the same meanings as