3,858,100 BIG shares by utilizing the non-public information he accessed by virtue of his position. Such information was the annual financial statement of 2015 operating results showed the net earnings, which
Company Limited ("GLOBAL") shares by utilizing the non-public information Mr. Surasak accessed by virtue of his positions as an audit committee and independent director of GLOBAL. Mr. Ekkamon also
to the public and they have access by virtue of their office or position. PCL, Mr. Pranay and Mr. Manish jointly use the inside information to instruct PAPL to buy 7,940,100 shares of PTL in PAPL’s
been disclosed to the public and she has access by virtue of her office or position. Mrs. Supritha sends orders to buy 7,940,100 shares of PTL in Polyplex (Asia) Pte. Ltd. (“PAPL”)’s securities trading
because JTS has the net loss of 6.19 million Baht in prior quarter and 4.83 million Baht if compared with the same quarter in 2015. Mr. Pete accessed that information by virtue of his positions as a
particular, she failed to properly discharge her professional duties with loyalty, to provide services with honesty, and to perform her duties with professional due care. The SEC therefore suspended approval
qualifications and does not have prohibited characteristics pursuant to the law governing derivatives and notifications issued by virtue of the said law. The letter of certification shall be signed by the person
the Securities and Exchange Commission No. KorThor. 18/2554 Re: Principles for Undertaking Securities and Derivatives Businesses __________________ By virtue of Section 14 of the Securities and Exchange