, Re: Additional Rules for Approval of Fund Manager dated 30 August 2006 shall be repealed. Clause 2. In this Notification: “Executive Director” means any person who is appointed by the board of
appointed by the management company as the fund supervisor that such transaction is a trade agreement which a person of ordinary prudence would enter into in the same circumstances, and that the bargaining
juristic person. In the latter case, the company must identify the name of the official assigned by the appointed juristic person to perform the duties of the company secretary via Form 89/15-1. Appoinment
of the Securities and Exchange Commission under the law governing securities and exchange. “competent officer” means a person appointed by the Minister to act in accordance with this Royal Enactment
Exchange Act (No. 3) B.E. 2546 2 indicated amendment by the Securities and Exchange Act (No. 2) B.E. 2542 4 "competent official" means a person appointed by the Minister to execute the duties in accordance
fund, the Government Pension Fund, provident fund or any other legal entities as specified in the notification of the SEC. 4 “competent official” means any person appointed by the Minister to perform
. Under the program, securities companies and their appointed agents must have in place internal mechanism for dispute settlement where clients can file their complaints for unsatisfactory services. If the
under either Automatic Order Matching (AOM) method or Trade Report method, through securities companies to be appointed by the Company to be a broker of NINE’s shares, one time or several times within