to order or act duty resulting in Daol failed to comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place
place; and (2) in cases where the person appointed as a fund manager is an employee of the investment management company, holding a position having either of the following characteristics: (a) a position
key importance to overall economic outcomes. Policy makers also have a responsibility to put in place a framework that is flexible enough to meet the needs of corporations operating in widely different
place for the nomination and development of the chief executive officer and key executives to ensure that they possess the knowledge, skills, experience, and characteristics necessary for the company to
the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to
, such as: • Lighting within tenant areas • Tenant power • Tenant supplementary cooling • Tenant data facilities 12 To avoid the risk and uncertainty associated with year-on-year moving performance targets
procedures that are complying with the Thai Standard on Quality Control 1 (“TSQC 1”) in place. During the first cycle, we have noted that some audit firms and their group of network firms tend to have a
may not fully or effectively mitigate the currency or interest rate risk. Given the uncertainty in the financial markets, including the impact of a prolonged COVID-19 pandemic and the increased
.’ rd 13 Findings identified by the SEC Remediation plan implemented by the audit firms - No defensive measures are in place when there is threat related to fees in relative size (‘fee dependency’). - No
approved interim dividend payment of THB 0.80 per share to be paid from the 2019 net profit, which is lowered from THB 1.30 as announced on February 20, 2020. Whilst there is much uncertainty from the COVID