derivatives business operators. Previously, the SEC conducted a public hearing on the principles for amending the aforesaid digital asset business regulations, took into consideration the comments and

strongly innovation-oriented jurisdictions We look forward to sharing views and experiences with our colleagues from the SEC Thailand”.The Memorandum took effect on 7 June 2021

regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.

suggestions of the private sector and stakeholders who took part in the previous hearing on the governing prinicples.Key points of revision include (1) permission for mutual funds offered for sale to

} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone

via internet trading accounts of the clients. In case of {B}, the SEC found that he failed to record a large number of clients' securities trading orders. {B} admitted to his employer that he took those

November 11, 2014 Charin, then PAP independent director, arranged a sale of 147,000 PAP shares in which he had a stake held in the trading account of another person. In so doing, he took advantage of the non

SEC took into consideration public comments and suggestions gathered from the previous hearing on the principles of the PO rules in October last year.The consultation paper is available at www.sec.or.th

the aforesaid revisions took place in November last year.The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website or

. Sukrit Choradol. The sales were made in a way that took advantage of others by using non-public information material to DEMCO share price concerning the operating results for the third quarter of 2015