of a securities company under Section 100 of the Securities and Exchange Act B.E. 2535 (1992); or (b) an appointment of third party to be a service provider in any matter which has already been subject
of a securities company under Section 100 of the Securities and Exchange Act B.E. 2535 (1992); or (b) an appointment of third party to be a service provider in any matter which has already been subject
an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May
) Major shareholders’ agreement In the event that the major shareholders make an agreement on a matter that materially affect the issuance and offer for sale of securities or the management of the Company
association registered under Thai law having the purpose to regulate and supervise members for practicing profession as an appraiser to comply with rules, standards and ethics regarding appraisal profession
ผู้รับดำเนินการในงานที่เกี่ยวข้องกับการประกอบธุรกิจ (outsource) ซึ่ง บลจ. มีหน้าที่กำกับดูแล (supervise) บุคคลภายนอกดังกล่าวปฏิบัติให้เป็นไปตามหลักเกณฑ์ที่กำหนดเกี่ยวกับงานที่รับมอบหมายด้วย 2
”2 means a person assigned by derivatives investment manager to supervise account of clients for trading derivatives of the agricultural’s commodities or variations. An agricultural commodity trading
or complex characteristics issued and offered for sale in an ASEAN country. “agricultural commodity trading management official”2 means a person assigned by derivatives investment manager to supervise
matter which has already been subject to specific regulations under other Notifications. Clause 6 In outsourcing function related to business operation to a third party, an intermediary shall comply with
matter which has already been subject to specific regulations under other Notifications. Clause 6 In outsourcing function related to business operation to a third party, an intermediary shall comply with