from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public
authorization, consequently causing damage to the client. She was working for Globlex Securities Co., Ltd. when the misconduct was committed.In the case of {B}, according to a client's complaint, his employer
damage as a result.EMM Consulting is located at 24, Prime Tower, 12th Floor, Room B-2, Sukhumvit 21 (Asoke) Road, Klong Toei Sub-district, Wattana District, Bangkok.The said company and persons are not
persons to sign on securities trading orders or other documents for themselves to prevent possible damage. ____________________________ * Pursuant to Clause 23(1) and the
true owners of such right suffered damage; however, Krungthai Zmico has already returned the right to the IPO allocation to the clients. Niparporn’s misconduct against investors’ assets is deemed failure
ensure business continuity and prevent damage caused by deficient information security ?Currently, operating business of listed companies no longer deals with economic prosperity alone. Rather, managing
Police against {X1} Co., Ltd. and {A}. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD Police at 0-2237-1199 for further legal proceedings
Nowadays, while advanced technologies bring benefits to the public, especially in terms of news and information feeds and communication tools, there are individuals who fall victims and suffer damage
reverse environmental damage, in line with the 20-Year National Strategy and the United Nations Sustainable Development Goals (SDGs). The extension will become effective from 1 January 2024.” This