trading such shares continuously in concealment through several trading accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Fails to pay the fine
shares continuously in concealment through several trading accounts to the point where the normal market condition became affected during 10 - 27 September 2013. The Appeal Court dismissed the case. This
trading of such shares to be inconsistent with the normal market condition to lure the public into the trading. SEC Act S.243(1) in conjunction with 244 and 243(2) Settlement Committee Meeting No. 2
concerning the facts relating to the financial condition or the trading price of MLINK shares. SEC Act S.238 Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 9/2016 Dated 16/03/2016
statement or any other statement related to the joint venture of RASA with the intention to mislead the public concerning the facts relating to the financial condition, the business operation or the trading
| - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents | - |- Branch Office | - |- Foreign Derivatives Agent |- Margin Requirement (Section 18) |- Other related business (Section
on 16 April 2025. Additionally, all short selling transactions must comply with the Uptick Rule, which requires short selling prices to exceed the latest trading price. This requirement will remain in
, under their management to meet the requirement instead of being subject to immediate dissolution on the closing date of the unitholder register.In addition, the SEC is proposing a waiver of compulsory
liquid asset requirement and investment ratio calculation in underlying assets, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties
offering approval, disclosure and periodic reporting requirement. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website