/02/2002 01/02/2002 2. Notification of Capital Market Supervisory Board  TorThor/Khor/Dor/Nor. 62/2552 Determination for Securities Companies to Proceed with Customer Complaints   03/08/2009 01/09/2009

/2552 Determination for Securities Companies to Proceed with Customer Complaints   03/08/2009 01/09/2009 2. Notification of the Office of the Securities and Exchange Commission  SorThor. 32/2548 Customer

constitute a predicate offense under the Law on Anti-Money Laundering.    Following the criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry

notifications, the SEC will proceed further actions deemed appropriate as the case may be.

Act from stakeholders. The result of the study and the suggestions on that matter is expected to be completed in May 2020.“Then, SEC will promptly proceed with the amendment of the Securities and

) Unitholders having an aggregate amount of not less than 10% of the total sold units can request the trust manager to proceed with seeking a unitholders’ resolution to remove a trustee or nominate a candidate

, cancellation of submission of paper document or reports, and codification of rules and regulations with manuals for convenience. SEC will gradually proceed with these by the end of 2020,” Ruenvadee said.About 19

.;    (2)  Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that

, sufficiently, and comprehensively. The SEC?s seminar, recommendations, and checklist are the tools that enable listed companies to enhance their disclosure quality. If they all can proceed in accordance with

141.52 million decreased by Baht 34.07 million or 19.41% from last year because of the decreasing in some expenses such as Specific Business Tax, Transferring fee and Promotional expenses. The Company and