understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on capital market development where the signatories take turn to host the meeting. Among ASEAN nations
ลูกค้าที่อยู่ภายใต้การดูแลรักษาของผู้ประกอบธุรกิจ (13) การให้ความร่วมมือกับหน่วยงานกำกับดูแล (relations with regulators) ผู้ประกอบธุรกิจต้องให้ความร่วม
are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the participating economies. Memorandum of Cooperation on the Establishment and Implementation of the Asia
2014 6 TSE vs OSE: Strategic consolidation 7 Importance of study on RTOs • Regulators need to strike balance between investor protection without delineating potential firms to enter the exchanges
is recognised with the European Union (“EU”), World Bank, and audit regulators in ASEAN countries. In addition, the SEC was accepted as a Member of the International Forum of Independent Audit
ambi- tious undertaking for a region as diverse as Asia. It was a collective effort by Asian policymakers, regulators, and regional and international experts to agree on policy priorities and
this report companies on the Thai Stock Exchange and recommendations on policy actions of Thai regulators in this report will ensure that ESG reporting among companies in the Thai capital market remains
International Forum of Independent Audit Regulators (IFIAR) หรือ European Commission (EC) (ข) ผู้สอบบัญชีต่างประเทศที่อยู่ภายใต้การกำกับดูแลของหน่วยงานอิสระที่ ทำหน้าที่กำกับดูแลผู้สอบบัญชีในประเทศที่ได้รับผลการ
AGENCIES INTRODUCTION In 1 The IOSCO CRA Principles were designed to be a useful tool for securities regulators, credit rating operate and the manner in which opinions of CRAs should be used by market
rules agreed upon among the relevant regulators of the participating economies. Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (“MOC") The MOC is