dealers in order that the derivatives dealers perform their duties with care, prudence and in the best interest of the client. Clause 8 The derivatives dealer shall not disclose false information or conceal
order that the derivatives dealers perform their duties with care, prudence and in the best interest of the client. Clause 8 The derivatives dealer shall not disclose false information or conceal facts
Transactions. In this regard, the Board of Directors’ meeting No. 7/2019 held on May, 16 2019 has authorized the Executive Committee or Chief Executive Officer the authority to perform any actions in relation to
, the Board of Directors’ meeting No. 7/2019 held on May, 16 2019 has authorized the Executive Committee or Chief Executive Officer the authority to perform any actions in relation to the disposal of
perform her duty resulting in AEC?s violation of section 109 SEC Act S.283 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 33/2021 Dated 18/08/2021
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
professional required to perform and was the failure to deliver services in quality. DAB Act S.30 Settlement Committee Meeting No. 9/2022 Settlement Committee Order No. 16/2022 Dated 31/08/2022
and withdrawing customer's assets in Trade wallet and Z-wallet, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver
assets to be traded in the digital asset exchange. His failure to perform the required duty of his position resulted in the offence committed by BO concerning the listing of Bitkub Coin (KUB) for trading