and Training Program) (4) กระบวนการขาย (Sales Process) (5) การกำหนดวิธีจ่ายค่าตอบแทน (Remuneration Structure) (6) การจัดการเรื่องร้องเรียน (Complaint Handling
, Conditions and Procedures for Handling Client Assets Held in Custody by Custodians (No. 7); (11) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 45/2567 Re: Consideration for
According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged
} as a securities investment consultant for two months, effective since?12 September 2017. In handling these cases, the SEC received KBANK's cooperation in reporting the relevant complaints and
place importance in the handling of its data management system or securities business related evidence. The Criminal Fining Committee therefore imposed a fine penalty on the bank for such defects on 26
. In addition, efficiency of legal enforcement will be enhanced by improving timeframes of case management on investigation and complaint handling, and cooperating with relevant agencies such as the SET
management. Furthermore, KBank enhanced processes and statistical models for stress testing in keeping with the changing economic conditions and risk trends. We also put in place guidelines for handling
service income of the company consist of Ice machine and industrial refrigeation machine business ,Machineries for Liquid and food processing business ,Service and spare parts in Q1-2017, The Revenue from
entity’s networks; (4) policy on access control on information and information processing facilities in line with IT security requirements; (5) policy on the use of IT outsourcing which covers selection and