. In the scheme, Mr. Sun Dongvanpakdee and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading
. In the scheme, Mr. Sun Dongvanpakdee and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
clear, and to amend the rule to be more flexible as that the use of proceeds which differs from what stated in the filing will be required to obtain an approval from a shareholders’ meeting only if the
company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
) การกำหนดให้ขายชอร์ตได้เฉพาะหลักทรัพย์ตามรายชื่อที่ ตลาดหลักทรัพย์ฯ ประกาศกำหนด (2) การกำหนดให้ บล. ต้องระบุเครื่องหมาย “S” เมื่อมีคำสั่งขายชอร์ต เพ่ือให้มีการตรวจสอบที่เหมาะสมได้ (3) การกำหนด price rule
B.E. 2547, dated October 29, 2004 (as amended) ( collectively, the “Acquisition and Disposal Rule”). The transaction size when calculated under the value of consideration criteria (based on the
Disposal of Assets B.E. 2547, dated October 29, 2004 (as amended) (collectively, the “Acquisition and Disposal Rule” ) . The transaction size when calculated under the value of consideration criteria (based
and Practice of Listed Companies Concerning the Acquisition and Disposal of Assets B.E. 2547, dated October 29, 2004 (as amended) (collectively, the “Acquisition and Disposal Rule” ) . The transaction
and procedure as stipulated by the Notification of the SEC Office. An application submitting under Paragraph 1 shall be jointly prepared by a financial advisor whose name appears on the SEC Office’s