executives of listed companies are required to perform fiduciary duties by considering the matter responsibly, cautiously and honestly for the best interest of the companies. In case of digital asset
consultant, for the misconducts found during the first investigation. For the misconducts found in the second investigation, two-month suspensions were imposed on both of them. Considering that they had been
consultant. Considering that {A} had already been suspended by OSK Securities for one month, however, the suspension imposed by the SEC shall remain two months, effective from June 10, 2014.In case of {B} and
business for four years and eight months, starting from 12 January 2021.In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors of the person(s
offer GSSB** CD (PP-SME) ***, amending information disclosure rules before and after the offering to enhance clarity while considering the appropriate level of burden of offering via private placement
December 26, 2012. Earlier, the SEC found that the auditor did not express opinion on such financial statements considering the company’s 2010 financial statements not in compliance with the generally
statements. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed companies’ performance, the SEC did not grant
the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC https://www.sec.or.th/EN/Documents
for property valuation standards, and the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC
, held on 20 September 2019 resolved to propose the addenda for considering and approving the entering into the said transaction on the acquisition of assets to the Extraordinary General Meeting of