Form for the Establishment of Reprensentative Office of the Securities Company Established Under Foreign Law 18/05/1992 Report/Form (Notification of Securities and Exchange Commission) Form 93
Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance 13/07/1996 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit
the profit and loss statement for the three most recent years in the case where the audit firm is established in the form of a group of persons; (8) Certification and consent letter of the audit firm
has been established. 2. Preparation and submission of the pooled fund data report to the SEC The AMCs would be required to prepare and submit the pooled fund data report on the essential information
region.?? ------------------Notes: 1. The ASEAN Capital Markets Forum (ACMF) is a high-level grouping of ASEAN securities regulators established under the auspices of the ASEAN Finance Ministers in 2004.2
project. The online application form and more details are available at www.aop.or.th. Entries end on 12 December 2017. _____________________________ Note: A provident Fund is a fund established
duties. Such significant improvement in the area of minority investor protection proves that Thailand has established a stronger mechanism, both in terms of legal and practical implication in the area of
: https://www.iosco2023thailand.com/________________________ About the SEC Thailand The Securities and Exchange Commission, Thailand is an independent regulator established according to the Securities and