of intermediaries by revising the period of fee payment. The public hearing on the principles for amending the rules took place from 17 July to 20 August 2019. The proposed amendments have taken into
based on the United Nations Guiding Principles on Business and Human Rights (UNGPs), a major driving force toward business competitiveness and sustainability. The SEC also used the opportunity to
principles and changing advanced technologies. The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
approval for the personnel working for them. In late last year, the SEC sought stakeholders’ opinions on the principles of the proposed amendment and most agreed with the proposal. Currently, the SEC is
เรื่องความเท่าเทียมทางเพศและพลังของผู้หญิงในเอเชีย รวมถึงนำเสนอแนวทางปฏิบัติของ Women Empowerment Principles หรือ WEPs ในการสนับสนุนผู้นำหญิงในภาคธุรกิจและผู้ประกอบการหญิง ตลอดจนการสร้างความโปร่งใสในการ
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมมือกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) กองทุนบำเหน็จบำนาญข้าราชการ (กบข.) และสมาคมบริษัทจัดการลงทุน
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients
) or NAP Plan, following the United Nations Guiding Principles on Business and Human Rights (UNGPs), to assist business sector integrate human rights into its business operations. Earlier, during the
principles to mitigate the risks of greenwashing and promote readiness of the ESG in practice factor. Furthermore, international experts in sustainable investment and analysis shared their experiences with