take part in and make inquiries with STARK to obtain information for decision making.After it appeared to the public that STARK had filed a complaint with the DSI against related persons, the SEC had
representative to obtain complete information before making an informed decision at the bondholders’ e-meeting. ______________________
maintain their status as a capital market auditor without immediate termination, provided that steps are taken by the auditor to make rectification to obtain the prescribed qualifications within the given
by requiring the auditors to obtain prior approval from SEC. In addition, the auditors must be associated with the audit firms recognized by SEC. The auditors, however, shall not be director, manager
allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for
assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from Ministry of Finance. SEC has a duty to standardize business practices to ensure that operators are well
providers must obtain approval from SEC, have a system in rendering the integrated service and provide services in accordance with the required standards;3. The wealth advice service providers must
build financial resilience amid changing situations in all areas in order for them to obtain sufficient savings for their retirement. The SEC is ready to work with the Ministry of Education in helping
service providers involved in trading, exchange, custody, transfer, money withdrawal or any transactions related to digital assets in Thailand must obtain a license in accordance with the Emergency Decree
investment solicitation, the solicator needs to obtain a proper securities business license. The SEC lists of licensed and approved persons are available at www.sec.or.th. For inquiries or reports of leads or