, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing
Bangkok, July 31, 2014 ? The SEC ordered Richy Place 2002 Plc. (RICHY) to amend information in the registration statement concerning comparison of P/E ratios of the company and the industry to be
revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and
. The event took place at Centara Grand & Bangkok Convention Centre, Central World Bangkok on 29 November 2023. The Symposium featured a special talk on “The Future of the Thai Capital Market and Capital
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
Subdistricts, Thung Song District, Nakhon Si Thammarat Province; and (3) the Pattani River Basin Network in Yala and Pattani Provinces. The donation presentation took place at the Friends in Need (of “PA
Asian region. The ABMF Meeting and the back-to-back seminar took place during 29 - 31 January 2024, at the SET Building.
mechanism for propelling sustainable development. The meeting took place at the SEC Building on 26 January 2024. In the picture (from left to right):1. Ms. Pranee Leksrisakul, Assistant Director
1 | P a g e Pace Development Corporation Public Company Limited 87/2 CRC Tower All Seasons Place, 45th Floor, Unit 4, Wireless Road, Lumpini, Pathumwan, Bangkok 10330 Tel. 66 2 654 3344 Fax. 66 2 654
strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive