continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as

Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the

implement mechanisms for the supervision of its affiliated and associated companies. These mechanisms must be examined by the holding company’s audit committee and board of directors. Measures ensuring that

while also increasing measures for protecting investors. For example, the offering of bills of exchange will be limited to a certain number of investors, and a representative of debenture holders will be

notification requires the business operators to comply with the policy, measures, and practice guideline for the delegation of other persons to operate a business on their behalf, for example, putting in place

offering shares or convertible debentures for sale in a private placement in the same manner as the SME case while specifying more measures for investor protection. For example, a business must seek the

hub. Several measures to be carried out include issuance of regulations to accommodate the offerings of overseas financial instruments ? equities, debt instruments, and mutual funds; and conducting

such as company policy or strategic plan, and factors or risks that may have impacts on future performance and risk management measures. In addition, the SEC provided recommendations concluded from the

companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the

สมาชิก ในหัวข้อ “Regulatory Standard and Measures for Licensed Digital Asset Business Operators in Preventing Mule Accounts” (มาตรฐานการกํากับดูแลและมาตรการสําหรับผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลที่ได้รับ