สภาพการเปลี่ยนแปลงดังกล่าว จึงปรับปรุงเกณฑ์ใหม่โดยกำหนดให้ขนาดของเงินกองทุนแปรผันตามความเสี่ยงของธุรกิจ โดยเฉพาะอย่างยิ่งความเสี่ยงด้านปฏิบัติการ (operational risk) ซึ่งจะแปรผันตามขนาดและปริมาณการประกอบ
statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall be liable to the penalty under Sections 312 and 315 of the Securities and
as metal scrap. This resulted in AMAC’s 2008 and 2009 financial statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall
structure of the Company was in the strength level and cash flow could be managed effectively, hence, there was no interest paid. According to the above mentioned reasons, the Company’s profit before income
, without derivatives fund management license, had jointly managed funds for others for profits from derivatives investment. In so doing, they solicited and invited persons who wanted to invest in
) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval. If approached with a solicitation to invest in
Storage Property Fund (Montri Fund), established and managed by CIMB-Principal Asset Management Company Limited.Following the complaint against Nakul Chaiyanil, a former fund manager who prepared the
Mr. Telapon’s 2 securities accounts at KTBST Securities and I V Global Securities Public Company. In this regard, Ms. Uraiwan managed the financial transactions regarding their trading of MBAX's
at KTBST Securities and I V Global Securities Public Company in total of 8 securities accounts. In this regard, Ms. Uraiwan managed the financial transactions regarding thr trading of MBAX shares
to Baht 39.21 million, which increased by Baht 12.66 million, or 48%,. The main cause was more commission income in of 2018, which increased by Baht 13.40 million. 1.4 Operational profit and net profit