if it contains falsity.   ?The revision of rules intends to provide more channels for investors to familiarize themselves with DW?s features and risk before making investment decision. DW has

of information for making investment decision, for instance, factors which impact return, risk factors and risk spectrum will be shown in the first part of prospectus.The consultation paper is

analysis on current conditions of assets. Accordingly, the SEC required GOLD and UV clarify the reasonableness of the assets valuation report used in making a decision to propose the asset disposition and

sufficient information disclosure for shareholders? decision-making. Under the proposal, an application for offshore convertible debenture offerings must be jointly prepared by SEC-approved financial advisor

working-age population?s self-discipline in saving and making monthly investment in the participated mutual funds at a minimum 1,000 baht a month to reach their medium and long-term goals for retirement. At

either contract amount or price. {A} then submitted derivatives trading orders on the client's behalf whereas the client affirmed that he had learned of the trading and allowed {A} to do so. Making

comparison indicating maximum, minimum and average returns among mutual funds in the same category and will thus serve as useful information for making investment decision. The proposed rules classify mutual

securities trading as well as amount of securities and prices, all of which were acknowledged by the client's authorized person. Making securities trading decisions on behalf of client is in violation of

well as acknowledging the problem. The booth provided basic investment knowledge and sources of information for making decisions, which will help them attaining their life goals and ready for retirement

trading transactions of a client making orders in the trading room.Investment consultants must keep a full and complete record of all investment advice as well as clients? securities and/or derivatives