Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
ADVANCE OPPORTUNITIES FUND I Disposition Stock 3.68 1.86 1.82 19/01/2022 5.5 1.86 3.64 246016122201-1 JCKH ADVANCE OPPORTUNITIES FUND Acquisition Stock 0 1.82 1.82 17/01/2022 1.86 3.64 5.5 246016042201
for 3 months to Advance Power Conversion Co., Ltd. (“APCON”), the associated company and connected person, in the amount of loan 30 million baht which will be due on May 13, 2020. The details of
assistance period for 3 months to Advance Power Conversion Co., Ltd. (“APCON”), the associated company and connected person, in the amount of loan 30 million baht, the details of transaction as follows; 1. The
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899 4.8713 3.7185 11/03/2021 8.5899 4.8713 3.7185 246009462103-1 7UP PHAHANA INVESTOR
10.1379 246009802103-1 7UP Mr. Somyot Poompanmoung Acquisition Stock 4.5081 3.7185 8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899
quarter of 2019. The higher revenue was attributed from subsidiary company called Advance Prefab Company Limited. The main business of the subsidiary is manufacture of concrete products where the sale