consideration. The Sub-Committee opined that the tender offer rules aim to protect securities holders in cases of change in control over the business by providing fair exit and fair treatment to shareholders who
appropriately and sufficiently in line with the number of clients and the transaction volume; 2) Rectifying the client acceptance policy to be consistent with the work systems capable of providing services
account. By providing the required information only once via the standard single form, investors will have more convenience in opening investment accounts of all types of capital market product, for
The Ministerial Regulation on Revenue Tax Exemption granting tax privileges to SSFs and the Notification of the Director-General of the Revenue Department providing detailed rules are published in
, financial and capital markets and; for instance, the Vice Chairman of the National Economic and Social Advisory Council, Chairman of the working group providing advice to the Council of Ministers on the
Requirement Test (SMART) Center at Thammasat University, providing that the result must be within two years from the date of passing the examination. Apart from passing the examination, the application must
and platinum derivatives providing that they have adequate personnel ready to provide such services to investors,? said SEC Secretary-General Thirachai Phuvanatnaranubala. The SEC will also propose for
exchange issued by commercial banks having credit rating not lower than investment grade, providing that support rating will also be allowed.The revised regulations will clearly determine responsibility of
holders have already been required to file every five percent report and disclosed on SEC or SET websites. The revised issues with a view to providing investors with more information include:(1) Extension
Under the previous MoU, the UK and the SEC Thailand worked together with the UK providing technical assistance in areas including accounting standards, the development of financial technology