licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the Securities and Exchange Act of 1992. This case is in the process

Mr. Alan Sydney Roy Lane Mr. Alan Sydney Roy Lane, the authorized director responsible for the operation of EMM Consulting Company Limited ("EMM"), shall be liable to the penalty as

Miss Ratanaporn Aoonta Miss Ratanaporn Aoonta, the authorized director responsible for the operation of EMM Consulting Company Limited ("EMM"), shall be liable to the penalty as provided

investment contract expires. Such aforesaid conduct of Marnfah Group was liable to public offering of securities without approval in the category of debenture in violation of Section 33 of the Securities and

investment contract expires. Such aforesaid conduct of the authorized director of Marnfah Group was liable to public offering of securities without approval in the category of debenture in violation of

conduct of Lederer (Thailand) Company Limited was liable to public offering of securities without approval in the category of debenture in violation of Section 33 of the Securities and Exchange Act B.E

aforesaid conducts of the authorized directors of Lederer (Thailand) Company Limited was liable to public offering of securities without approval in the category of debenture in violation of Section 33 of

liable for SSNL’s failure to disclose the accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose

Limited (“CCSP”), shall be liable for CCSP's offering for sale of newly issued securities in the category of promissory note between 19 July 2018 to 30 October 2020, without approval from the SEC

Mr. Thaweesap Rawan Mr. Thaweesap Rawan, a director of Bitkub Online Company Limited (“Bitkub”), who is responsible for the operation of Bitkub, shall be liable for Bitkub’s failure to keep customers