issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non-public information by virtue of his positions before such information
order and control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn
regulations determining practices to propose agenda items by shareholders and to solicit proxies from shareholders. SEC, therefore, plans to issue regulations on these matters to promote uniformity in the
Electronic Information System.Subsequently, EARTH requested an extension to the deadline. The company?s issue has widely affected investors and the shareholders of EARTH; however, from the issue date of the
should be announced soon and legal actions would be brought against the wrongdoers. As for the issue of fake SECC share certificates, the counterfeiting of certificates is possible under the current law
/2553 วันที่ตอบ: 04/03/2553 คำถาม: 1.นิติบุคคลไทยจะออกหุ้นกู้ 1 issue โดยขอวงเงินไว้ เช่น 10,000
include such money in the net balance of the working day on which it is informed of the client’s intention for the calculation of assets required to be segregated as assets of clients under the first
money under (b) (c) or (d) for the purpose of making transactions in the future, the securities company shall include such money in the net balance of the working day on which it is informed of the
should not over 300 million Baht or amount equivalent in other foreign currencies. In this regard, the Company is able to issue and offer additional debentures to replace the existing debentures that have