investment decision, investors should exercise their own judgment when considering detailed information relating to the issuing company of the securities and the conditions of securities, including the

required considerable amount of professional judgment. We also noted that some audit partners took on too much workload than what they could have reasonably handled and that indeed affected the quality of

, investors should exercise their own judgment when considering detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment

, investor, or other market participant. 2.2 A CRA and its employees should use care and professional judgment to maintain and objectivity. 2.3 factors relevant to assessing the creditworthiness of the rated

been sentenced to imprisonment by the court’s final judgment following the criminal complaint initiated by the SEC Office regardless of with or without the court’s order of suspension of sentence, except

20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...

million or 63.0% as a result of in the first six months of 2016 the other income was recorded for the received compensation according to the judgment of the Supreme Court from a one company made damaged in

according to the judgment of the Supreme Court from a one company made damaged in FPT’s fuel pipeline at Phayathai train Station, both principal and interest of Bt42.8 million, and the reversal of the

[i] being accused by the SEC Office or being prosecuted as a result of such accusation or [ii] imprisoned by the final judgment of a court regarding the following offences regardless of whether the

…………………………………………………………………… Representative of Debt Securities Holders………………………… Registrar and Paying Agent…………………………………….……… Warnings: “Prior to making an investment decision, investors should exercise their own judgment when considering