identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s identity using reliable sources of information (client verification
identity using reliable sources of information (client verification) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
immediate use or verification by the management company, and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office deems appropriate, a management company
Sustainability Performance Targets (SPTs) 3. Bond characteristics 4. Reporting 5. Verification Financial Instrument Guidance Thematic Guidance * Under the GBP, SBP and SBG, an amount equal to the net bond proceeds
รายงาน (verification report) บนหน้าเว็บไซต์ของ บลจ. รวมทั้งต้องเปิดเผยคุณสมบัติและ ความเชี่ยวชาญของบุคคลที่สามในรายงานดังกล่าวด้วย 4.0 แนวปฏิบัติในการจัดทำรายงานของกองทุนรวมตาม ASEAN SRFS 4.1 ASEAN
) and Economics), Georgetown University, Washington D.C., U.S.A Current Appointments Member of Financial Institutions Policy Committee, Bank of Thailand Independent Director and Member of the
) and Economics), Georgetown University, Washington D.C., U.S.A Current Appointments Member of Financial Institutions Policy Committee, Bank of Thailand Independent Director and Member of the
communication system, the system for client registration, confirmation and Know-Your-Client (KYC) identification and account opening, the complaint handling system, and the human resources management
, ADVISERS, AGENTS AND OTHER INDEPENDENT THIRD PARTIES A. Directors and Senior Management Provide the names, nationality, addresses and functions of the issuer’s directors and senior management. B. Corporate