competence or taken professional course prescribed (if any). Registration with the institute of appraisal profession It shall be deemed that an appraisal company and natural person, who have been registered
details of each advertisement and the associated expenses to the SEC; (2) Advertisements need to be considered whether they are in accordance with the advertising and associated rules as well as be
arrange for its clients’ withdrawal of assets at all times, contact the clients to return their money and digital assets, as well as transfer the money and digital assets according to the clients’ intention
Government Gazette / send the circulars / conduct seminars or dialogues with practitioners to ensure their correct understanding and implementation of the new notifications Acts and Royal Enactments
approval for digital token offering would be limited to companies established under Thai law in accordance with the policy of the Ministry of Finance. The approval criteria include clear disclosure of
systems. Subsequently, the company failed to meet the standards on work systems. For example, the systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the standards
baht to eight clients. SEC has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of
> Fundraising > Equity Instrument > Share > Private Placement (PP) of shares: in case of a non-listed company in the stock market Regulations SHARE : Detail Content Equity Instruments Shares Private
period, except where the shares are derived from transactions during the 12-month period. For instance, debt restructuring with debt conversion into capital Duties after sale of securities Reporting
amending financial statements or reports pursuant to sections 56, 57 and 58 of the Securities and Exchange Act and is not being in the process of complying with the orders of the SEC or the Stock Exchange of