financial markets, it was also noted that the proxy advisors play an important role in helping investors to engage. The future steps to facilitate the implementation of the new chapter on institutional
Investment Advisors and Appointment of Investment Advisory Agents dated 14 September 2001 as amended by the Notification of Securities and Exchange Commission No. KorKhor. 20/2548 Re: Rules, Conditions and
) Accounting and tax, e.g. provide accounting service, assist in filing of statutory accounts and tax with relevant authorities 6) Liaise and coordinate with advisors for proceeding secretarial tasks, e.g
) to issue notifications to implement this Royal Enactment; (5) to determine fees for handling certain matters in accordance with this Royal Enactment; (6) to appoint sub-committees or advisors to
must be prepared by independent financial advisors. The waiver will last for a period of 3 years and is estimated to significantly reduced the cost of the offering of securities for small and medium size
ตราสารทุน The Vanguard Group. 37,656,839.27 หน่วยลงทุน ตราสารทุน State Street Global Advisors Funds Management Inc. 52,971,150.27 หน่วยลงทุน ตราสารทุน SPDR S&P 500 ETF TRUST 121,547,131.53 หน่วยลงทุน
recommendations are therefore substantively developed from a shareholder perspective, while taking into account other relevant parties including company directors, professional advisors and the standard-setting
creditors; "terms and conditions" means the provisions governing the rights and obligations of the issuer and holder of bonds; "financial advisors" means the financial advisors that are on the list approved
capacity. It also highlights the need to disclose and minimize conflicts of interest that may compromise the integrity of proxy advisors, analysts, brokers, rating agencies and others that provide analysis
: Clause 1 This Notification shall come into force as from 1 January 2015, except the following clauses: (1) Clause 12(4), which relates to arrangement of agreement between clients and derivatives advisors