Department, (4) Ms. Kilina Karintasut, Director of the SEC Internal Audit Department, and (5) Mr. Jesada Paramabhronpilad, Director of the SEC Information Technology Audit and Cyber Risk Supervision
, SEC Assistant Secretary-General (Accounting and Auditing Supervision) 2 Dr. Monta Chayakonvikom, Vice President of Data Innovation and Governance Institute, DGA 3 Mr. Prakorb Jongjarussang, DCT
enforcement related to the capital market. During the event, SEC executives and guest speakers from securities companies and Thai Digital Asset Association presented lectures on supervision and law enforcement
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
On 10 November 2023, the SEC Board Meeting No. 15/2566 passed a resolution approving a regulatory review on the supervision of digital asset custodial wallet providers. The approval included granting
การณ์ของตลาดทุนในปัจจุบัน โดยได้จัดตั้งฝ่ายกำกับธุรกิจแนะนำการลงทุน (Investment Advice Supervision Department) เพื่อกำกับดูแลผู้ให้บริการด้านคำแนะนำและการขายหลักทรัพย์แก่ผู้ลงทุน ซึ่งเดิมเป็นหน้าที่และ
/ActandRoyalEnactment/Act/explan-digital.docx HouseStyle Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and
“ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the