mutual funds under management of the same asset management company only up to two tiers for general mutual funds may not be flexible enough. The SEC has therefore revised the governing rules in this
business operators and investors. This is because minors’ execution of legal acts is subject to several provisions of the governing Civil and Commercial Code. As a result, minors may be exposed to a risk
, therefore, conducted a public hearing on the relevant principles and rules and subsequently considered the received comments and suggestions when revising the governing rules. The revision has taken effect
the SEC’s strategic priority to build cyber resilience and to ensure that licensed corporations have efficient IT systems and resilience to cyber threats and are able to comply with the governing rules
required to apply for a license, obtain the qualifications and comply with the governing regulations before providing the service; and (2) Require digital asset custodial wallet providers and digital
person. In this regard, the business operator must consider the qualifications of the applicant in line with the governing regulations prior to submitting the application via SEC’s auto approval system
both representatives of JKN bondholders, i.e., Daol Securities (Thailand) Public Company Limited and Asia Plus Securities Co., Ltd., the importance of strictly adhering to the governing laws, the
integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
2022 – The Securities and Exchange Commission (SEC), in cooperation with the Stock Exchange of Thailand (SET), is seeking public comments on proposed amendments to the regulations governing public
statements ended 30 June 2019 of the Company, the highest transaction size is 19.98 percent based on the value of securities issued by the Company criterion. The combination of such transaction size and other