make sure that all comments and suggestions will be taken into account as the SEC maintains the balance between industry development and appropriate investor protection. Given the 24/7 non-stop operation
attractive investment destination from all over the world. As Thai capital market regulator, the SEC has always put this issue amongst its priorities and given full support.?Thailand Investment Conference on
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives
. Concerning the proposal for the ratification, SCAN audit committee (AC) has not yet given any opinion on appropriateness for ratifying the transactions. Meanwhile, independent financial advisor (IFA) was of
being its employee. The SEC's probe into the case also revealed that {B} managed trading account for the client and used the password given by the client to submit trading orders via internet. He
given by the board and thus the transaction needed prior approval from the IEC board of directors. His acts caused IEC to have burden on loan guarantee in the amount of B1,178 million and were in
47 percent and 92 companies or 19 percent assessed in the range of 80-89.? The score of less than 80 was given to 67 companies. The assessment showed higher scores among SET listed companies comparing
fund (RMF) and maintain the same benefits given to active PVD members in the event that the employers? PVD is dissolved or the employees? membership ends. The Capital Market Supervisory Board (CMSB) has
accordance with the Notification of the SEC Office. Clause 5 The derivatives broker which ceases the operation of the derivatives business in the category of derivatives brokerage and has given a written